J••• H• K••

Advisor at L•• F•••••••• L••

HONOLULU, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0115d538-3c51-21e1-6340-9200f2c567e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Nov 19, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 4, 2026	n/a	yes	HONOLULU, HI	Current employment
S•••••••• F•••••••• G•••• A•••••••	Independent wealth	May 1, 2025	Apr 30, 2026	no	HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• G•••• A•••••••	L•• F•••••••• L••	Apr 30, 2026	May 4, 2026	4	Firm change	RIA to ibd
D•••••••• A••••••• S•••••••• L••	S•••••••• F•••••••• G•••• A•••••••	Apr 30, 2025	May 1, 2025

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ S•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
May 1, 2025 to Apr 30, 2026factForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2025 to Apr 30, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 5, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0115d538-3c51-21e1-6340-9200f2c567e0
First observed: Nov 19, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.