DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• H• K••

L•• F•••••••• L••BD affiliatedHonolulu, Hidual registrantIAPD 7149319

Feed of 09/14/2026

Also filed as John Hyun Kim

At current firm

0 y

since May 4, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 4, 2026 · Honolulu, Hi
S•••••••• F•••••••• G•••• A••••••• independent RIA
May 1, 2025 to Apr 30, 2026 · Honolulu, Hi
D•••••••• A••••••• S•••••••• L•• BD affiliated
Jan 6, 2025 to Apr 30, 2025 · Honolulu, Hi
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 3, 2024 to Jan 3, 2025 · Honolulu, Hi
M••••• S•••••• wirehouse
Nov 18, 2020 to Apr 5, 2024 · Honolulu, Hi
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 19, 2019 to Oct 7, 2020 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

S•••••••• F•••••••• G•••• A••••••• to L•• F•••••••• L••
left Apr 30, 2026, registered May 4, 2026 (4 days) · RIA to affiliated broker-dealer or bank
D•••••••• A••••••• S•••••••• L•• to S•••••••• F•••••••• G•••• A•••••••
left Apr 30, 2025, registered May 1, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
C••••• I••••••••• A••••••• L•• to D•••••••• A••••••• S•••••••• L••
left Jan 3, 2025, registered Jan 6, 2025 (3 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to C••••• I••••••••• A••••••• L••
left Apr 5, 2024, registered Apr 3, 2024 (-2 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••• S••••••
left Oct 7, 2020, registered Nov 18, 2020 (42 days) · Affiliated broker-dealer or bank to wirehouse

Signals

John H Kim left Shiraishi Financial Group Advisors for Lpl Financial Llc (registered 2026-05-04)
Apr 30, 2026 · Advisor changed firm · fact
John H Kim left Diversify Advisory Services, Llc for Shiraishi Financial Group Advisors (registered 2025-05-01)
Apr 30, 2025 · Advisor changed firm · fact
John H Kim left Cetera Investment Advisers Llc for Diversify Advisory Services, Llc (registered 2025-01-06)
Jan 3, 2025 · Advisor changed firm · fact
John H Kim left Morgan Stanley for Cetera Investment Advisers Llc (registered 2024-04-03)
Apr 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address