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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Andrew Sutton

Advisor at J.P. MORGAN SECURITIES LLC

Columbus , OH | New York, NY

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Search this name across graphsid dfx:ria:013428fd-ee10-2674-a594-3d31c3063f44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 3, 2012
First registration: Jul 26, 2007
Dual registered: yes, broker-dealer
Other names: ANDREW CHRISTOPHER SUTTON|ANDREW CHRISTOPHER SUTTON
IAPD individual key: 5361687

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 31, 2016	n/a	yes	Columbus , OH\|New York, NY	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jul 28, 2015	Aug 30, 2016	no	COLUMBUS, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 1, 2015	no	COLUMBUS, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 10, 2012	Oct 1, 2012	no	COLUMBUS, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 26, 2007	Feb 26, 2008	no	DUBLIN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	J.P. MORGAN SECURITIES LLC	Aug 30, 2016	Aug 31, 2016	1	Firm change	Other
J.P. MORGAN SECURITIES LLC	HUNTINGTON FINANCIAL ADVISORS	Jul 1, 2015	Jul 28, 2015	27	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Feb 26, 2008	Aug 10, 2012	1,627	Firm change after gap	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 1, 2015factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 28, 2015 to Aug 30, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 10, 2012 to Oct 1, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 26, 2007 to Feb 26, 2008factForm ADV

Dated events

No dated event names this entity yet.