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Registered advisor
A••••• S•••••
Feed of 09/14/2026
Also filed as Andrew Christopher Sutton
At current firm
10 y
since Aug 31, 2016
In the industry
19 y
since Jul 26, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 31, 2016 · Columbus , Oh
- H••••••••• F•••••••• A••••••• BD affiliatedJul 28, 2015 to Aug 30, 2016 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 1, 2015 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerAug 10, 2012 to Oct 1, 2012 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJul 26, 2007 to Feb 26, 2008 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to J••• M••••• S••••••••• L••left Aug 30, 2016, registered Aug 31, 2016 (1 days) · Other
- J••• M••••• S••••••••• L•• to H••••••••• F•••••••• A•••••••left Jul 1, 2015, registered Jul 28, 2015 (27 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Feb 26, 2008, registered Aug 10, 2012 (1627 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address