This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHROCK PARTNERS, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 24, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Feb 24, 1994

First registration

Jul 16, 2018

Dual registered

no

Other names

GUS GEORGOSTATHIS|KONSTANTINOS G GEORGOSTATHIS|Konstantinos Georgostathis|KONSTANTINOS GEORJE GEORGOSTATHIS|KOSTANTINOS GEORJE GEORGOSTATHIS

IAPD individual key

2409628

• Occurred

  Apr 29, 2026
  Advisor changed firm

  Konstantinos Georje Georgostathis left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)

  Form ADVobserved 4 days ago
• Occurred

  Mar 9, 2023
  Advisor changed firm

  Konstantinos Georje Georgostathis left Ameriprise Financial Services, Llc for Vantage Financial Partners, Llc (registered 2023-03-06)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:01620712-bd60-bf5a-0b64-5cfd05c6ee73

First observed

Jul 16, 2018

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.