DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Konstantinos Georje Georgostathis
Certified Financial Planner
Feed of 09/15/2026
Also filed as Gus Georgostathis
At current firm
0 y
since Apr 1, 2026
In the industry
32 y
since Feb 24, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Northrock Partners, LLC independent RIA currentsince Apr 1, 2026 · Blue Ash, Oh
- Vantage Financial Partners, LLC formerMar 6, 2023 to Apr 29, 2026 · Loveland, Oh
- Ameriprise Financial Services, LLC national BDAug 16, 2019 to Mar 9, 2023 · Cincinnati, Oh
- 9258 Wealth Management, LLC formerJul 16, 2018 to Sep 17, 2018 · Blue Ash, Oh
Moves
a registration end followed by a registration begin elsewhere
- Vantage Financial Partners, LLC to Northrock Partners, LLCleft Apr 29, 2026, registered Apr 1, 2026 (-28 days) · RIA to RIA · moved with a team
- Ameriprise Financial Services, LLC to Vantage Financial Partners, LLCleft Mar 9, 2023, registered Mar 6, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- 9258 Wealth Management, LLC to Ameriprise Financial Services, LLCleft Sep 17, 2018, registered Aug 16, 2019 (333 days) · RIA to affiliated broker-dealer or bank
Signals
- Konstantinos Georje Georgostathis left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)Apr 29, 2026 · Advisor changed firm · fact
- Konstantinos Georje Georgostathis left Ameriprise Financial Services, Llc for Vantage Financial Partners, Llc (registered 2023-03-06)Mar 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address