DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• W••••• A•••••••
Metairie, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• W••••• A••••••• | Bd affiliated wealth | May 25, 2026 | n/a | yes | Metairie, LA | Current employment |
| L••••• I••••••••• S••••••••• L•• | State registered | Jul 15, 2025 | Jun 1, 2026 | no | METAIRIE, LA|Baton Rouge, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• I••••••••• S••••••••• L•• | A••••••• W••••• A••••••• | Jun 1, 2026 | May 25, 2026 | -7 | Firm change | Other |
| C••••••••• F•••••••• N•••••• | L••••• I••••••••• S••••••••• L•• | Jun 30, 2025 | Jul 15, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 117423:288863:LA:2026-06-01 | Jun 1, 2026 | May 25, 2026 | BATON ROUGE, LA | Firm change |
| 6363:8032:LA:2019-10-22 | Oct 23, 2019 | Oct 18, 2019 | BATON ROUGE, LA | Firm change |
| C••••••••• F•••••••• N•••••• | National bd RIA | Oct 18, 2019 | Jun 30, 2025 | no | Baton Rouge, LA|Baton Rouge, LA|Baton Rouge, LA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 3, 2006 | Oct 23, 2019 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| 15 |
| Firm change |
| Ibd to state RIA |
| A••••••••• F•••••••• S•••••••• L•• | C••••••••• F•••••••• N•••••• | Oct 23, 2019 | Oct 18, 2019 | -5 | Firm change | Ibd to ibd |