DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
Camarillo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Feb 11, 2026 | n/a | yes | Camarillo, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 18, 2023 | Oct 16, 2024 | no | WESTLAKE VILLAGE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 7, 2021 | Mar 31, 2023 | no | WESTLAKE VILLAGE, CA|THOUSAND OAKS, CA|THOUSAND OAKS, CA | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Nov 4, 2014 | Feb 26, 2019 | no | SAN DIEGO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 14, 2014 | Nov 5, 2014 | no | SAN DIEGO, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TRANSAMERICA RETIREMENT ADVISORS, LLC | Oct 16, 2024 | Feb 11, 2026 | 483 | Firm change after gap | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 31, 2023 | Apr 18, 2023 | 18 | Firm change | Wirehouse to wirehouse |
| COMERICA SECURITIES | WELLS FARGO ADVISORS | Feb 26, 2019 | Oct 7, 2021 | 954 | Firm change after gap | Other |
| LPL FINANCIAL LLC | COMERICA SECURITIES | Nov 5, 2014 | Nov 4, 2014 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:CA:2023-03-29 | Mar 31, 2023 | Apr 18, 2023 | THOUSAND OAKS, CA | Firm change |