RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J• H••••••••
- T••••••••• R••••••••• A•••••••• L•• BD affiliated currentsince Feb 11, 2026 · Camarillo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 18, 2023 to Oct 16, 2024 · Westlake Village, Ca
- W•••• F•••• A••••••• wirehouseOct 7, 2021 to Mar 31, 2023 · Westlake Village, Ca
- C••••••• S••••••••• formerNov 4, 2014 to Feb 26, 2019 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedMar 14, 2014 to Nov 5, 2014 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••••• R••••••••• A•••••••• L••left Oct 16, 2024, registered Feb 11, 2026 (483 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 31, 2023, registered Apr 18, 2023 (18 days) · Wirehouse to wirehouse · moved with a team
- C••••••• S••••••••• to W•••• F•••• A•••••••left Feb 26, 2019, registered Oct 7, 2021 (954 days) · Other
- L•• F•••••••• L•• to C••••••• S•••••••••left Nov 5, 2014, registered Nov 4, 2014 (-1 days) · Other
- C••••••••• J• H•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••••••• R••••••••• A•••••••• L•• (registered 2026-02-11)Oct 16, 2024 · Advisor changed firm · fact
- C••••••••• J• H•••••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-04-18)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address