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RIA / WealthAdvisor32 years in industry

KYLE R LEWIE

Advisor at OPTIVISE ADVISORY SERVICES LLC

Waco, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 9, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPTIVISE ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 1, 1994
First registration: May 9, 1997
Dual registered: no
Other names: RICHARD K LEWIE|KYLE LEWIE|RICHARD KYLE LEWIE
IAPD individual key: 2403425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPTIVISE ADVISORY SERVICES LLC	Independent wealth	Jan 4, 2021	n/a	yes	Waco, TX	Current employment
OPTIVISE ADVISORY SERVICES LLC	Independent wealth	Jun 12, 2019	Dec 31, 2020	no	Waco, TX	Previous registration
BLUE DUCK WEALTH MANAGEMENT	Former SEC adviser	May 25, 2017	Jun 28, 2019	no	waco, TX	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 3, 2015	Oct 13, 2016	no	WACO, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 5, 2012	Jul 21, 2015	no	WACO, TX\|SAN DIEGO, CA\|WACO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 12, 2008	Oct 9, 2012	no	WACO, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Sep 22, 2008	no	TEMPLE, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 25, 2006	Apr 2, 2007	no	TEMPLE, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 9, 1997	Sep 5, 2006	no	WACO, TX\|WACO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLUE DUCK WEALTH MANAGEMENT	OPTIVISE ADVISORY SERVICES LLC	Jun 28, 2019	Jun 12, 2019	-16	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	BLUE DUCK WEALTH MANAGEMENT	Oct 13, 2016	May 25, 2017	224	Firm change	Other
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 21, 2015	Aug 3, 2015	13	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Oct 9, 2012	Oct 5, 2012	-4	Firm change	Other
MORGAN STANLEY & CO. LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 22, 2008	Sep 12, 2008	-10	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY DW INC.	Sep 5, 2006	Aug 25, 2006	-11	Firm change	Other

Relationships

Registered with (8)

→ OPTIVISE ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Jun 12, 2019 to Dec 31, 2020factForm ADV
→ BLUE DUCK WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 25, 2017 to Jun 28, 2019factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 3, 2015 to Oct 13, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 5, 2012 to Jul 21, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 12, 2008 to Oct 9, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Sep 22, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 25, 2006 to Apr 2, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 9, 1997 to Sep 5, 2006factForm ADV

Dated events

No dated event names this entity yet.