DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kyle R Lewie
Feed of 09/14/2026
Also filed as Richard K Lewie
At current firm
5 y
since Jan 4, 2021
In the industry
32 y
since Feb 1, 1994 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Optivise Advisory Services LLC independent RIA currentsince Jan 4, 2021 · Waco, Tx
- Optivise Advisory Services LLC independent RIAJun 12, 2019 to Dec 31, 2020 · Waco, Tx
- Blue Duck Wealth Management formerMay 25, 2017 to Jun 28, 2019 · Waco, Tx
- Cambridge Investment Research Advisors, Inc. BD affiliatedAug 3, 2015 to Oct 13, 2016 · Waco, Tx
- LPL Financial LLC BD affiliatedOct 5, 2012 to Jul 21, 2015 · Waco, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 12, 2008 to Oct 9, 2012 · Waco, Tx
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Sep 22, 2008 · Temple, Tx
- Morgan Stanley Dw Inc. unclassifiedAug 25, 2006 to Apr 2, 2007 · Temple, Tx
- UBS Financial Services Inc. wirehouseMay 9, 1997 to Sep 5, 2006 · Waco, Tx
Moves
a registration end followed by a registration begin elsewhere
- Blue Duck Wealth Management to Optivise Advisory Services LLCleft Jun 28, 2019, registered Jun 12, 2019 (-16 days) · Other
- Cambridge Investment Research Advisors, Inc. to Blue Duck Wealth Managementleft Oct 13, 2016, registered May 25, 2017 (224 days) · Other
- LPL Financial LLC to Cambridge Investment Research Advisors, Inc.left Jul 21, 2015, registered Aug 3, 2015 (13 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Oct 9, 2012, registered Oct 5, 2012 (-4 days) · Other
- Morgan Stanley & Co. LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 22, 2008, registered Sep 12, 2008 (-10 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Morgan Stanley Dw Inc.left Sep 5, 2006, registered Aug 25, 2006 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address