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C••••••••• C• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

C••••••••• C• J••••••

Advisor at M••••• S••••••

Ann Arbor, MI

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Search this name across graphsid dfx:ria:02805899-1854-d0fd-bf63-058e9d0fbf00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 20, 2026	n/a	yes	Ann Arbor, MI	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 29, 2026	Sep 10, 2026	no	Ann Arbor, MI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	M••••• S••••••	Sep 10, 2026	Aug 20, 2026	-21	Firm change	Ibd to wirehouse
H••••••••• F•••••••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Aug 25, 2026

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:16986:MI:2021-10-13	Oct 13, 2021	Oct 14, 2021	ANN ARBOR, MI	Firm change
149777:7691:MI:2015-09-22	Sep 22, 2015	Sep 14, 2015	ANN ARBOR, MI	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: previous registration
May 11, 2010 to Sep 22, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2026 to Sep 10, 2026factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 14, 2021 to Aug 25, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Sep 10, 2026
Advisor changed firm
C••••••••• C• J•••••• left A••••••••• F•••••••• S•••••••• L•• for M••••• S•••••• (registered 2026-08-20)
Form ADVobserved 7 days ago
Occurred
Aug 25, 2026
Advisor changed firm
C••••••••• C• J•••••• left H••••••••• F•••••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02805899-1854-d0fd-bf63-058e9d0fbf00
First observed: May 11, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.