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RIA / WealthAdvisor20 years in industry

MILTON DARIO CASTELLANOS

Advisor at GUARDIAN WEALTH ADVISORS, LLC

CHARLOTTE, NC | RALEIGH, NC

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Search this name across graphsid dfx:ria:028f6d37-cd1c-cb7c-6c03-af32f81eee19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUARDIAN WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S66|S63
First exam: Dec 21, 2005
First registration: Jul 31, 2006
Dual registered: no
Other names: MILTON DARIO CASTELLANOS
IAPD individual key: 3239784

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUARDIAN WEALTH ADVISORS, LLC	Independent wealth	Dec 7, 2020	n/a	yes	CHARLOTTE, NC\|RALEIGH, NC	Current employment
HARBOR CAPITAL MANAGEMENT INC	Former SEC adviser	Sep 16, 2015	Feb 18, 2021	no	CHARLOTTE, NC	Previous registration
PROVIDENT PENSION COUNSEL, LLC	n/a	Feb 21, 2013	Jul 7, 2015	no	CHARLOTTE, NC	Previous registration
PROVIDENT SOURCE, LLC	n/a	Jul 27, 2011	Feb 21, 2013	no	CHARLOTTE, NC	Previous registration
MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC	Institutional manager	Dec 9, 2010	Jul 27, 2011	no	CHARLOTTE, NC	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jul 29, 2010	Sep 17, 2010	no	CHARLOTTE, NC\|LINCOLN, NE\|Tuckasegee, NC	Previous registration
JOHN HANCOCK DISTRIBUTORS LLC	n/a	Dec 19, 2006	Dec 31, 2006	no	CHARLOTTE, NC\|TORONTO, ONTARIO\|ATLANTA, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 31, 2006	Nov 16, 2006	no	BOWLING GREEN, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARBOR CAPITAL MANAGEMENT INC	GUARDIAN WEALTH ADVISORS, LLC	Feb 18, 2021	Dec 7, 2020	-73	Firm change after gap	RIA to RIA
PROVIDENT PENSION COUNSEL, LLC	HARBOR CAPITAL MANAGEMENT INC	Jul 7, 2015	Sep 16, 2015	71	Firm change	Other
PROVIDENT SOURCE, LLC	PROVIDENT PENSION COUNSEL, LLC	Feb 21, 2013	Feb 21, 2013	0	Firm change	Other
MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC	PROVIDENT SOURCE, LLC	Jul 27, 2011	Jul 27, 2011	0	Firm change	Other
AMERITAS ADVISORY SERVICES	MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC	Sep 17, 2010	Dec 9, 2010	83	Firm change	Other
JOHN HANCOCK DISTRIBUTORS LLC	AMERITAS ADVISORY SERVICES	Dec 31, 2006	Jul 29, 2010	1,306	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	JOHN HANCOCK DISTRIBUTORS LLC	Nov 16, 2006	Dec 19, 2006	33	Firm change	Other

Relationships

Registered with (8)

→ GUARDIAN WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Dec 7, 2020 to presentfactForm ADV
→ HARBOR CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 16, 2015 to Feb 18, 2021factForm ADV
→ PROVIDENT PENSION COUNSEL, LLCRegistered adviserregistration: previous registration
Feb 21, 2013 to Jul 7, 2015factForm ADV
→ PROVIDENT SOURCE, LLCRegistered adviserregistration: previous registration
Jul 27, 2011 to Feb 21, 2013factForm ADV
→ MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 9, 2010 to Jul 27, 2011factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 29, 2010 to Sep 17, 2010factForm ADV
→ JOHN HANCOCK DISTRIBUTORS LLCRegistered adviserregistration: previous registration
Dec 19, 2006 to Dec 31, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 31, 2006 to Nov 16, 2006factForm ADV

Dated events

No dated event names this entity yet.