DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Milton Dario Castellanos
Feed of 09/14/2026
Also filed as Milton Dario Castellanos
At current firm
5 y
since Dec 7, 2020
In the industry
20 y
since Dec 21, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Guardian Wealth Advisors, LLC independent RIA currentsince Dec 7, 2020 · Charlotte, Nc
- Harbor Capital Management Inc formerSep 16, 2015 to Feb 18, 2021 · Charlotte, Nc
- Provident Pension Counsel, LLC unclassifiedFeb 21, 2013 to Jul 7, 2015 · Charlotte, Nc
- Provident Source, LLC unclassifiedJul 27, 2011 to Feb 21, 2013 · Charlotte, Nc
- Millennium Investment And Retirement Advisors, LLC institutionalDec 9, 2010 to Jul 27, 2011 · Charlotte, Nc
- Ameritas Advisory Services formerJul 29, 2010 to Sep 17, 2010 · Charlotte, Nc
- John Hancock Distributors LLC unclassifiedDec 19, 2006 to Dec 31, 2006 · Charlotte, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 31, 2006 to Nov 16, 2006 · Bowling Green, Ky
Moves
a registration end followed by a registration begin elsewhere
- Harbor Capital Management Inc to Guardian Wealth Advisors, LLCleft Feb 18, 2021, registered Dec 7, 2020 (-73 days) · RIA to RIA
- Provident Pension Counsel, LLC to Harbor Capital Management Incleft Jul 7, 2015, registered Sep 16, 2015 (71 days) · Other
- Provident Source, LLC to Provident Pension Counsel, LLCleft Feb 21, 2013, registered Feb 21, 2013 (0 days) · Other
- Millennium Investment And Retirement Advisors, LLC to Provident Source, LLCleft Jul 27, 2011, registered Jul 27, 2011 (0 days) · Other
- Ameritas Advisory Services to Millennium Investment And Retirement Advisors, LLCleft Sep 17, 2010, registered Dec 9, 2010 (83 days) · Other
- John Hancock Distributors LLC to Ameritas Advisory Servicesleft Dec 31, 2006, registered Jul 29, 2010 (1306 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to John Hancock Distributors LLCleft Nov 16, 2006, registered Dec 19, 2006 (33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address