DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••• C•••••• F••••••••
OVERLAND PARK, KS | Hammond, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | Mixed wealth | Jul 5, 2022 | n/a | yes | Hammond, LA|OVERLAND PARK, KS | Current employment |
| B•••• E••••• P••••••• • W••••• A••••••• | Former SEC adviser | Apr 22, 2022 | Jul 26, 2022 | no | HAMMOND, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••• E••••• P••••••• • W••••• A••••••• | P•••• C•••••• F•••••••• | Jul 26, 2022 | Jul 5, 2022 | -21 | Firm change | RIA to RIA |
| A• W••••• M••••••••• L•• | B•••• E••••• P••••••• • W••••• A••••••• | Apr 5, 2022 | Apr 22, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305233:288712:LA:2022-07-26 | Jul 26, 2022 | Jul 5, 2022 | HAMMOND, LA | Firm change |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Sep 12, 2019 | Apr 5, 2022 | no | Metairie, LA|Gulfport, MS|Mandeville, LA | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 16, 2017 | Jul 18, 2019 | no | METAIRIE, LA | Previous registration |
| 17 |
| Firm change |
| Ibd to RIA |
| S••••••• F•••••••• S•••••••• I••• | A• W••••• M••••••••• L•• | Jul 18, 2019 | Sep 12, 2019 | 56 | Firm change | Ibd to RIA |