RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• G••••• G•••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Jul 5, 2022 · Hammond, La
- B•••• E••••• P••••••• • W••••• A••••••• formerApr 22, 2022 to Jul 26, 2022 · Hammond, La
- A• W••••• M••••••••• L•• BD affiliatedSep 12, 2019 to Apr 5, 2022 · Metairie, La
- S••••••• F•••••••• S•••••••• I••• formerMar 16, 2017 to Jul 18, 2019 · Metairie, La
- B•••• E••••• P••••••• • W••••• A••••••• to P•••• C•••••• F••••••••left Jul 26, 2022, registered Jul 5, 2022 (-21 days) · RIA to RIA · moved with a team
- A• W••••• M••••••••• L•• to B•••• E••••• P••••••• • W••••• A•••••••left Apr 5, 2022, registered Apr 22, 2022 (17 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• F•••••••• S•••••••• I••• to A• W••••• M••••••••• L••left Jul 18, 2019, registered Sep 12, 2019 (56 days) · Affiliated broker-dealer or bank to independent RIA
- G••••• G••••• G••••••• left B•••• E••••• P••••••• • W••••• A••••••• for P•••• C•••••• F•••••••• (registered 2022-07-05)Jul 26, 2022 · Advisor changed firm · fact
- G••••• G••••• G••••••• left A• W••••• M••••••••• L•• for B•••• E••••• P••••••• • W••••• A••••••• (registered 2022-04-22)Apr 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address