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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BURNS ESTATE PLANNING & WEALTH ADVISORS

BURNS WEALTH ADVISORS LLC, CRD 305233

HAMMOND, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f59b273b-75b6-ba6d-4da3-1cecb7f4232d

Data as of Mar 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 11
On other graphs: 0
Observed: Aug 8, 2019 to Mar 16, 2022
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $343MItem 5.F on the latest filing (2022-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $343MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 1,470
Individual clients: 563
High net worth clients: 90
SEC number: 801-117306
CRD: 305233
Filings on the tape: 21
First filed: Aug 8, 2019
Latest filed: Mar 16, 2022
Organised: Limited Liability Company, Louisiana

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARTMONT, KIMBERLY, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 16, 2022	Mar 16, 2022
BURNS, ERNEST, MCDOUGALL	MANAGING MEMBER	E	yes	02/2015	Aug 8, 2019	Mar 16, 2022
BURNS, CHRISTOPHER, LOGAN	FINANCIAL ADVISOR	Na	no	08/2019	Aug 8, 2019	Mar 16, 2022
BURNS, DAVID, RAY	FINANCIAL ADVISOR	Na	no	01/2021	Apr 16, 2021	Mar 16, 2022
CLAUSEN, CHRISTIAN, PAUL MARTIN	FINANCIAL ADVISOR	Na	no	01/2021	Apr 16, 2021	Mar 16, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BURNS ESTATE PLANNING	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Destin	FL	United States	1	no
PANAMA CITY BEACH	FL	United States	1	no
Pensacola	FL	United States	1	no
BATON ROUGE	La	United States	1	no
Mandeville	La	United States	1	no
Metairie	La	United States	1	no
Slidell	La	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 16, 2022	$343M	$0	7	7	7	n/a	n/a
2020	Mar 4, 2021	$240M	$0	8	8	5	n/a	n/a
2019	Jan 31, 2020	$172M	$0	5	5	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$343M	$240M	42.6%	n/a	n/a	7	8	7	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PRIME CAPITAL FINANCIAL	5	Jul 26, 2022	Jul 20, 2022	HAMMOND, LA	Firm absorbed	RIA to RIA	71.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AE WEALTH MANAGEMENT, LLC	3	Sep 26, 2019	Sep 26, 2019	HATTIESBURG, MS	Team lift out	RIA to new firm	1.0%

Relationships

Owns (3)

← BURNS, DAVID, RAYOwnerFINANCIAL ADVISOR, ownership code NA, individual
Apr 16, 2021 to presentfactForm ADV
← CLAUSEN, CHRISTIAN, PAUL MARTINOwnerFINANCIAL ADVISOR, ownership code NA, individual
Apr 16, 2021 to presentfactForm ADV
← BURNS, CHRISTOPHER, LOGANOwnerFINANCIAL ADVISOR, ownership code NA, individual
Aug 8, 2019 to presentfactForm ADV

Controls (2)

← BURNS, ERNEST, MCDOUGALLOwnerMANAGING MEMBER, ownership code E, individual
Aug 8, 2019 to presentfactForm ADV
← ARTMONT, KIMBERLY, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2022 to presentfactForm ADV

Registered with (7)

← Ernest Mcdougal BurnsAdvisorregistration: previous registration
Sep 26, 2019 to Aug 23, 2022factForm ADV
← CHRISTOPHER LOGAN BURNSAdvisorregistration: previous registration
Sep 26, 2019 to Aug 5, 2022factForm ADV
← CHRISTIAN PAUL MARTIN CLAUSENAdvisorregistration: previous registration
Sep 25, 2019 to Jul 26, 2022factForm ADV
← Jon Scott GwatneyAdvisorregistration: previous registration
Apr 30, 2020 to Jul 26, 2022factForm ADV
← Gerrod Gerard GallianoAdvisorregistration: previous registration
Apr 22, 2022 to Jul 26, 2022factForm ADV
← ALEX RUSSELL ASTINAdvisorregistration: previous registration
Mar 4, 2021 to Jul 26, 2022factForm ADV
← Ashley Renea TerrellAdvisorregistration: previous registration
Jul 8, 2021 to Jul 26, 2022factForm ADV

Moved with (2)

→ PRIME CAPITAL FINANCIALRegistered adviser5 advisors, firm absorbed, same day
Jul 26, 2022 to Jul 20, 2022factForm ADV
← AE WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Sep 26, 2019 to Sep 26, 2019factForm ADV

Dated events

Occurred
Aug 23, 2022
Advisor changed firm
Ernest Mcdougal Burns left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-18)
Form ADVobserved 3 days ago
Occurred
Aug 5, 2022
Advisor changed firm
Christopher Logan Burns left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-07)
Form ADVobserved 3 days ago
Occurred
Jul 26, 2022
Firm absorbed
Burns Estate Planning & Wealth Advisors's advisors moved to Prime Capital Financial (Hammond, LA): 5 of 7 registered, on the same day
Form ADVobserved 3 days ago
5 advisors
Occurred
Jul 26, 2022
Advisor changed firm
Jon Scott Gwatney left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-20)
Form ADVobserved 3 days ago
Occurred
Jul 26, 2022
Advisor changed firm
Alex Russell Astin left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-15)
Form ADVobserved 3 days ago
Occurred
Jul 26, 2022
Advisor changed firm
Ashley Renea Terrell left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-05)
Form ADVobserved 3 days ago
Occurred
Jul 26, 2022
Advisor changed firm
Gerrod Gerard Galliano left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-05)
Form ADVobserved 3 days ago
Occurred
Jul 26, 2022
Advisor changed firm
Christian Paul Martin Clausen left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-05)
Form ADVobserved 3 days ago
Occurred
Mar 16, 2022
Regulatory AUM changed
Burns Estate Planning & Wealth Advisors reported RAUM $342.9M, up 43% from $240.4M (2021-04-16 to 2022-03-16)
Form ADVobserved 3 days ago
$103M
Occurred
Mar 16, 2022
Control person joined
Ann Kimberly Artmont (Chief Compliance Officer) appeared on Schedule A of Burns Estate Planning & Wealth Advisors
Form ADVobserved 3 days ago
Occurred
Aug 8, 2019
First Form ADV filing
Burns Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f59b273b-75b6-ba6d-4da3-1cecb7f4232d
First observed: Aug 8, 2019
Last observed: Mar 16, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BURNS ESTATE PLANNING & WEALTH ADVISORS

BURNS WEALTH ADVISORS LLC, CRD 305233

HAMMOND, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f59b273b-75b6-ba6d-4da3-1cecb7f4232d

Data as of Mar 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARTMONT, KIMBERLY, ANN

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 16, 2022

BURNS, ERNEST, MCDOUGALL

MANAGING MEMBER

yes

02/2015

Aug 8, 2019

Mar 16, 2022

BURNS, CHRISTOPHER, LOGAN

FINANCIAL ADVISOR

08/2019

Aug 8, 2019

Mar 16, 2022

BURNS, DAVID, RAY

FINANCIAL ADVISOR

01/2021

Apr 16, 2021

Mar 16, 2022

CLAUSEN, CHRISTIAN, PAUL MARTIN

FINANCIAL ADVISOR

01/2021

Apr 16, 2021

Mar 16, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BURNS ESTATE PLANNING

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Destin

United States

PANAMA CITY BEACH

United States

Pensacola

United States

BATON ROUGE

United States

Mandeville

United States

Metairie

United States

Slidell

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 16, 2022

$343M

n/a

2020

Mar 4, 2021

$240M

n/a

2019

Jan 31, 2020

$172M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$343M

$240M

42.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PRIME CAPITAL FINANCIAL

Jul 26, 2022

Jul 20, 2022

HAMMOND, LA

Firm absorbed

RIA to RIA

71.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AE WEALTH MANAGEMENT, LLC

Sep 26, 2019

HATTIESBURG, MS

Team lift out

RIA to new firm

1.0%