DFX Intelligence

B•••• J•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

B•••• J•••• A•••••

Advisor at C•••• A•••••••• L••

Nashville, TN | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:02dcdc79-944d-4bdd-8d06-f9cfa6c30957

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A•••••••• L••	Independent wealth	Dec 13, 2023	n/a	yes	OVERLAND PARK, KS\|Nashville, TN	Current employment
A•••• W••••• A•••••••• L••	Bd affiliated wealth	Mar 31, 2023	Dec 12, 2023	no	Nashville, TN\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• A•••••••• L••	C•••• A•••••••• L••	Dec 12, 2023	Dec 13, 2023	1	Firm change	Ibd to RIA
C••••• S••••• A•••••••• I•••	A•••• W••••• A•••••••• L••	Jun 27, 2023	Mar 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
169329:145488:TN:2023-06-13	Jun 27, 2023	Mar 10, 2021	NASHVILLE, TN	Firm change after gap

Relationships

Registered with (6)

→ C•••• A•••••••• L••Registered adviserregistration: current employment
Dec 13, 2023 to presentfactForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2023 to Dec 12, 2023factForm ADV
→ C••••• S••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2015 to Jun 27, 2023factForm ADV
→ B••••••••• C•••••• M••••••••• L••

Dated events

Occurred
Dec 12, 2023
Advisor changed firm
B•••• J•••• A••••• left A•••• W••••• A•••••••• L•• for C•••• A•••••••• L•• (registered 2023-12-13)
Form ADVobserved 7 days ago
Occurred
Jun 27, 2023
Advisor changed firm
B•••• J•••• A••••• left C••••• S••••• A•••••••• I••• for A•••• W••••• A•••••••• L•• (registered 2021-03-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02dcdc79-944d-4bdd-8d06-f9cfa6c30957
First observed: Jul 20, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.