DFX Intelligence

Data Factory

RIA / WealthAdvisor35 years in industry

DANIEL WINSTON MAURER

Advisor at DWM FAMILY WEALTH

CASTLE ROCK, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02e1e09a-c08f-3c42-e2aa-6ed68e8155e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DWM FAMILY WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Nov 7, 1990
First registration: Nov 13, 2003
Dual registered: no
Other names: DAN MAURER|DANNY MAURER
IAPD individual key: 1603058

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DWM FAMILY WEALTH	State registered	Mar 28, 2019	n/a	yes	CASTLE ROCK, CO	Current employment
EASTERLY FUNDS LLC	Former SEC adviser	Sep 5, 2018	Mar 18, 2019	no	Castle Rock, CO\|NEW YORK, NY	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Aug 3, 2018	Aug 30, 2018	no	Castle Rock, CO\|SARASOTA, FL	Previous registration
PEOPLE'S UNITED ADVISORS, INC.	Former SEC adviser	Apr 5, 2018	Jun 18, 2018	no	New York, NY	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Nov 3, 2016	Jun 18, 2018	no	BRIDGEPORT, CT\|BRIDGEPORT, CT\|New York, NY	Previous registration
GERSTEIN FISHER	Former SEC adviser	Sep 5, 2012	Nov 29, 2016	no	NEW YORK, NY	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Feb 9, 2011	Apr 23, 2012	no	GREENWOOD VILLAGE, CO	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Nov 13, 2003	Jan 4, 2011	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EASTERLY FUNDS LLC	DWM FAMILY WEALTH	Mar 18, 2019	Mar 28, 2019	10	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	EASTERLY FUNDS LLC	Aug 30, 2018	Sep 5, 2018	6	Firm change	Other
PEOPLE'S SECURITIES, INC.	PEOPLE'S UNITED ADVISORS, INC.	Jun 18, 2018	Apr 5, 2018	-74	Firm change after gap	Other
PEOPLE'S UNITED ADVISORS, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jun 18, 2018	Aug 3, 2018	46	Firm change	RIA to ibd
GERSTEIN FISHER	PEOPLE'S SECURITIES, INC.	Nov 29, 2016	Nov 3, 2016	-26	Firm change	Other
CETERA ADVISORS LLC	GERSTEIN FISHER	Apr 23, 2012	Sep 5, 2012	135	Firm change	Other
CURIAN CAPITAL, LLC	CETERA ADVISORS LLC	Jan 4, 2011	Feb 9, 2011	36	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118551:13704:NY:2016-11-23	Nov 29, 2016	Nov 3, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (8)

→ DWM FAMILY WEALTHRegistered adviserregistration: current employment
Mar 28, 2019 to presentfactForm ADV
→ EASTERLY FUNDS LLCRegistered adviserregistration: previous registration
Sep 5, 2018 to Mar 18, 2019factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Aug 3, 2018 to Aug 30, 2018factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Nov 3, 2016 to Jun 18, 2018factForm ADV
→ PEOPLE'S UNITED ADVISORS, INC.Registered adviserregistration: previous registration
Apr 5, 2018 to Jun 18, 2018factForm ADV
→ GERSTEIN FISHERRegistered adviserregistration: previous registration
Sep 5, 2012 to Nov 29, 2016factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 9, 2011 to Apr 23, 2012factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Nov 13, 2003 to Jan 4, 2011factForm ADV

Dated events

No dated event names this entity yet.