DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Winston Maurer
Feed of 09/14/2026
Also filed as Dan Maurer
At current firm
7 y
since Mar 28, 2019
In the industry
35 y
since Nov 7, 1990 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Dwm Family Wealth state registered currentsince Mar 28, 2019 · Castle Rock, Co
- Easterly Funds LLC formerSep 5, 2018 to Mar 18, 2019 · Castle Rock, Co
- Global Financial Private Capital, Inc. formerAug 3, 2018 to Aug 30, 2018 · Castle Rock, Co
- People'S United Advisors, Inc. formerApr 5, 2018 to Jun 18, 2018 · New York, Ny
- People'S Securities, Inc. formerNov 3, 2016 to Jun 18, 2018 · Bridgeport, Ct
- Gerstein Fisher formerSep 5, 2012 to Nov 29, 2016 · New York, Ny
- Cetera Advisors LLC formerFeb 9, 2011 to Apr 23, 2012 · Greenwood Village, Co
- Curian Capital, LLC formerNov 13, 2003 to Jan 4, 2011 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Easterly Funds LLC to Dwm Family Wealthleft Mar 18, 2019, registered Mar 28, 2019 (10 days) · Other
- Global Financial Private Capital, Inc. to Easterly Funds LLCleft Aug 30, 2018, registered Sep 5, 2018 (6 days) · Other
- People'S Securities, Inc. to People'S United Advisors, Inc.left Jun 18, 2018, registered Apr 5, 2018 (-74 days) · Other
- People'S United Advisors, Inc. to Global Financial Private Capital, Inc.left Jun 18, 2018, registered Aug 3, 2018 (46 days) · RIA to affiliated broker-dealer or bank
- Gerstein Fisher to People'S Securities, Inc.left Nov 29, 2016, registered Nov 3, 2016 (-26 days) · Other · moved with a team
- Cetera Advisors LLC to Gerstein Fisherleft Apr 23, 2012, registered Sep 5, 2012 (135 days) · Other
- Curian Capital, LLC to Cetera Advisors LLCleft Jan 4, 2011, registered Feb 9, 2011 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address