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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

GONZALO RUFATT

Advisor at ALTAMIRA FINANCIAL GROUP, LLC

SANTA FE, NM

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Search this name across graphsid dfx:ria:0301df19-fa37-888f-1a87-e1cd08e007f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALTAMIRA FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 29, 2003
First registration: Oct 14, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4686876

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALTAMIRA FINANCIAL GROUP, LLC	Independent wealth	Jan 4, 2022	n/a	yes	SANTA FE, NM\|SANTA FE, NM	Current employment
FINANCIAL PARTNERS, LLC	Independent wealth	Mar 31, 2014	Jan 3, 2022	no	SANTA FE, NM	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 5, 2010	no	SANTA FE, NM\|SANTA FE, NM	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SANTA FE, NM\|SANTA FE, NM	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 13, 2006	Apr 2, 2007	no	SANTA FE, NM	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 6, 2005	Nov 17, 2006	no	SANTA FE, NM\|SANTA FE, NM	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 14, 2003	Sep 20, 2004	no	SANTA FE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL PARTNERS, LLC	ALTAMIRA FINANCIAL GROUP, LLC	Jan 3, 2022	Jan 4, 2022	1	Firm change	RIA to new firm
MORGAN STANLEY	FINANCIAL PARTNERS, LLC	Mar 5, 2010	Mar 31, 2014	1,487	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Nov 17, 2006	Nov 13, 2006	-4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Sep 20, 2004	Oct 6, 2005	381	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170002:316907:NM:2022-01-03	Jan 3, 2022	Jan 4, 2022	SANTA FE, NM	Firm change

Relationships

Registered with (7)

→ ALTAMIRA FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 31, 2014 to Jan 3, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 5, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 13, 2006 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 6, 2005 to Nov 17, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 14, 2003 to Sep 20, 2004factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
Gonzalo Rufatt left Financial Partners, Llc for Altamira Financial Group, Llc (registered 2022-01-04)
Form ADVobserved 4 days ago