DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gonzalo Rufatt

Altamira Financial Group, LLCindependent RIASanta Fe, Nmdual registrantIAPD 4686876

Certified Financial Planner

Feed of 09/14/2026

At current firm

4 y

since Jan 4, 2022

In the industry

22 y

since Sep 29, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Altamira Financial Group, LLC independent RIA current
since Jan 4, 2022 · Santa Fe, Nm
Financial Partners, LLC independent RIA
Mar 31, 2014 to Jan 3, 2022 · Santa Fe, Nm
Morgan Stanley wirehouse
Jun 1, 2009 to Mar 5, 2010 · Santa Fe, Nm
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Santa Fe, Nm
Morgan Stanley Dw Inc. unclassified
Nov 13, 2006 to Apr 2, 2007 · Santa Fe, Nm
Citigroup Global Markets Inc. BD affiliated
Oct 6, 2005 to Nov 17, 2006 · Santa Fe, Nm
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 14, 2003 to Sep 20, 2004 · Santa Fe, Nm

Moves

a registration end followed by a registration begin elsewhere

Financial Partners, LLC to Altamira Financial Group, LLC
left Jan 3, 2022, registered Jan 4, 2022 (1 days) · RIA to a newly registered adviser · moved with a team
Morgan Stanley to Financial Partners, LLC
left Mar 5, 2010, registered Mar 31, 2014 (1487 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to Morgan Stanley Dw Inc.
left Nov 17, 2006, registered Nov 13, 2006 (-4 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.
left Sep 20, 2004, registered Oct 6, 2005 (381 days) · Other

Signals

Gonzalo Rufatt left Financial Partners, Llc for Altamira Financial Group, Llc (registered 2022-01-04)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address