DFX Intelligence

E••• R• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)10 years in industry

E••• R• M•••••••

Advisor at W•••• F•••• A•••••••

SEBASTIAN, FL | WINTER PARK, FL

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Search this name across graphsid dfx:ria:0305476b-0af2-6f59-c82c-8d560a426386

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 8, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 6, 2025	n/a	yes	SEBASTIAN, FL\|WINTER PARK, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 11, 2023	Jan 8, 2025	no	ROCKLEDGE, FL\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Jan 8, 2025	Jan 6, 2025	-2	Firm change	Wirehouse to wirehouse
L•• F•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 3, 2023	May 11, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:19616:FL:2025-01-06	Jan 8, 2025	Jan 6, 2025	ORLANDO, FL	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 11, 2023 to Jan 8, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2021 to Apr 3, 2023factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0305476b-0af2-6f59-c82c-8d560a426386
First observed: May 8, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.