DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eddy R Montalvo
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Eddy Ricardo Montalvo
At current firm
1 y
since Jan 6, 2025
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jan 6, 2025 · Sebastian, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 11, 2023 to Jan 8, 2025 · Rockledge, Fl
- LPL Financial LLC BD affiliatedJan 21, 2021 to Apr 3, 2023 · Sanford, Fl
- Osaic Wealth, Inc. BD affiliatedJan 24, 2020 to Jan 13, 2021 · Clermont, Fl
- Allen & Company Of Florida, LLC formerMay 8, 2018 to Dec 13, 2018 · Lakeland, Fl
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Jan 8, 2025, registered Jan 6, 2025 (-2 days) · Wirehouse to wirehouse · moved with a team
- LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 3, 2023, registered May 11, 2023 (38 days) · Affiliated broker-dealer or bank to wirehouse
- Osaic Wealth, Inc. to LPL Financial LLCleft Jan 13, 2021, registered Jan 21, 2021 (8 days) · Affiliated broker-dealer or bank to another
- Allen & Company Of Florida, LLC to Osaic Wealth, Inc.left Dec 13, 2018, registered Jan 24, 2020 (407 days) · RIA to affiliated broker-dealer or bank
Signals
- Eddy R Montalvo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2025-01-06)Jan 8, 2025 · Advisor changed firm · fact
- Eddy R Montalvo left Lpl Financial Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-05-11)Apr 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address