DFX Intelligence

S•••• G••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••• G••••• B••••

Advisor at B•••••••••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:d59ab258-a60b-f286-7d97-ef149766e202

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	Jan 20, 2005	n/a	yes	SAN FRANCISCO, CA	Current employment
V••••• C••••••	Former SEC adviser	Jul 16, 2019	Dec 31, 2021	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C••••••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
S••••••••• P•••••• W••••• A••••••• L••	V••••• C••••••	Nov 15, 2017	Jul 16, 2019	608

Team moves

••• Locked

Team	Left	Joined	From	Kind
282303:304374:FL:2017-11-15	Nov 15, 2017	Jul 16, 2019	NAPLES, FL	Firm change after gap

Relationships

Registered with (7)

→ B•••••••••Registered adviserregistration: current employment
Jan 20, 2005 to presentfactForm ADV
→ V••••• C••••••Registered adviserregistration: previous registration
Jul 16, 2019 to Dec 31, 2021factForm ADV
→ S••••••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jul 9, 2016 to Nov 15, 2017factForm ADV
→ G•••• G•••• P•••••••• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d59ab258-a60b-f286-7d97-ef149766e202
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.