DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Steelbridge Private Wealth Advisors LLC

Former SEC-registered adviserNaples, FloridaCRD 282303SEC 801-107278IAPD
Latest filing Jan 29, 2018
First filing on the tape Feb 9, 2016 · 5 filings
RAUM
$111M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
100%
$111M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$111M as of Jan 29, 2018
Mar 17, 2017$436M then
HNW client RAUM: $110M
State-registered IARs (5.B.3)2 as of Jan 29, 2018
Mar 17, 20174 then
Employees (5.A)3 as of Jan 29, 2018
Mar 17, 20176 then
Private funds: no history
RAUM -75% over the last fiscal yearIARs 4 to 2
Practice profile
derived from the filing of Jan 29, 2018; every figure names its basis
RAUM per advisor
$55.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
6derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$10.0MderivedHNW RAUM over HNW clients
Average account
$2.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
73%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-75%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$110M100%
  • Individuals$425,1210.4%
Individual clients
1reported
HNW clients
11reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
46reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Smathers Tate Haire · Managing Membercontrol
      since 11/2015 · owns 50% to 75%
    • Salvatore John Tassone · Managing Member, Chief Compliance Officercontrol
      since 04/2014 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Jupiter, FL1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 53 to 46
      Dec 20, 2017 to Jan 29, 2018
    • HNW clients · 0 to 11
      Dec 20, 2017 to Jan 29, 2018
    • Individual clients · 0 to 1
      Dec 20, 2017 to Jan 29, 2018
    • Other offices · 0 to 1
      Dec 20, 2017 to Jan 29, 2018
    • Discretionary RAUM · $70.4M to $80.7M
      Dec 20, 2017 to Jan 29, 2018
    • HNW RAUM · $0 to $110M
      Dec 20, 2017 to Jan 29, 2018
    • Individual RAUM · $0 to $425,121
      Dec 20, 2017 to Jan 29, 2018
    • Non-discretionary RAUM · $49.7M to $29.8M
      Dec 20, 2017 to Jan 29, 2018
    • RAUM · $120M to $111M
      Dec 20, 2017 to Jan 29, 2018
    • Business name · SIMONBAKER & PARTNERS LLC to STEELBRIDGE PRIVATE WEALTH ADVISORS LLC
      Nov 15, 2017 to Dec 20, 2017
    • Legal name · SIMONBAKER & PARTNERS LLC to STEELBRIDGE PRIVATE WEALTH ADVISORS LLC
      Nov 15, 2017 to Dec 20, 2017
    • Accounts · 51 to 53
      Mar 17, 2017 to Nov 15, 2017
    • Advisory employees · 4 to 2
      Mar 17, 2017 to Nov 15, 2017
    • Charity clients · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Corporate clients · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • HNW clients · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Individual clients · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Pension plan clients · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Pooled vehicle clients · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Employees · 6 to 3
      Mar 17, 2017 to Nov 15, 2017
    • Insurance-licensed employees · 2 to 0
      Mar 17, 2017 to Nov 15, 2017
    • HQ city · SAN FRANCISCO to NAPLES
      Mar 17, 2017 to Nov 15, 2017
    • HQ state · CA to FL
      Mar 17, 2017 to Nov 15, 2017
    • State-registered IARs · 4 to 2
      Mar 17, 2017 to Nov 15, 2017
    • Other offices · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Discretionary RAUM · $130M to $70.4M
      Mar 17, 2017 to Nov 15, 2017
    • HNW RAUM · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Individual RAUM · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Non-discretionary RAUM · $306M to $49.7M
      Mar 17, 2017 to Nov 15, 2017
    • Pension RAUM · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • Pooled vehicle RAUM · unset to 0.0
      Mar 17, 2017 to Nov 15, 2017
    • RAUM · $436M to $120M
      Mar 17, 2017 to Nov 15, 2017
    • Related adviser · true to false
      Mar 17, 2017 to Nov 15, 2017
    • Accounts · 28 to 51
      Feb 9, 2016 to Mar 17, 2017
    • Employees · 5 to 6
      Feb 9, 2016 to Mar 17, 2017
    • Insurance-licensed employees · 0 to 2
      Feb 9, 2016 to Mar 17, 2017
    • Financial planning clients · 1-10 to 11-25
      Feb 9, 2016 to Mar 17, 2017
    • Discretionary RAUM · $62.7M to $130M
      Feb 9, 2016 to Mar 17, 2017
    • Non-discretionary RAUM · $225M to $306M
      Feb 9, 2016 to Mar 17, 2017
    • RAUM · $287M to $436M
      Feb 9, 2016 to Mar 17, 2017
    Signals
    1 dated events
    • Simonbaker & Partners Llc filed its initial SEC registration (Form ADV)
      Feb 9, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026