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Advisor at EDWARD JONES
EXMORE, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Dec 15, 2023 | n/a | yes | EXMORE, VA | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Apr 10, 2023 | Dec 31, 2023 | no | Virginia Beach, VA | Previous registration |
| SUPREME ALLIANCE LLC | Independent wealth | Aug 27, 2020 | Oct 26, 2021 | no | CHARLOTTE, NC|CHARLOTTE, NC|CHESAPEAKE, VA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 7, 2012 | Dec 31, 2019 | no | VIRGINIA BEACH, VA | Previous registration |
| INVESTORS SECURITY COMPANY, INC. | Former SEC adviser | Jan 5, 2012 | Dec 7, 2012 | no | SUFFOLK, VA|CHESAPEAKE, VA|SUFFOLK, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 6, 2009 | Dec 23, 2011 | no | Virginia Beach, VA | Previous registration |
| EDWARD JONES | National bd RIA | Feb 23, 2009 | Mar 10, 2009 | no | EXMORE, VA|VIRGINIA BEACH, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | EDWARD JONES | Dec 31, 2023 | Dec 15, 2023 | -16 | Firm change | Ibd to ibd |
| SUPREME ALLIANCE LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Oct 26, 2021 | Apr 10, 2023 | 531 | Firm change after gap | RIA to ibd |
| SECURITIES AMERICA ADVISORS, INC. | SUPREME ALLIANCE LLC | Dec 31, 2019 | Aug 27, 2020 | 240 | Firm change | Ibd to RIA |
| INVESTORS SECURITY COMPANY, INC. | SECURITIES AMERICA ADVISORS, INC. | Dec 7, 2012 | Dec 7, 2012 | 0 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | INVESTORS SECURITY COMPANY, INC. | Dec 23, 2011 | Jan 5, 2012 | 13 | Firm change | Other |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 10, 2009 | Mar 6, 2009 | -4 | Firm change | Ibd to ibd |