DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Xavier Randall
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as William X Randall
At current firm
2 y
since Dec 15, 2023
In the industry
22 y
since Feb 5, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Dec 15, 2023 · Exmore, Va
- Allstate Financial Advisors, LLC BD affiliatedApr 10, 2023 to Dec 31, 2023 · Virginia Beach, Va
- Supreme Alliance LLC independent RIAAug 27, 2020 to Oct 26, 2021 · Charlotte, Nc
- Securities America Advisors, Inc. formerDec 7, 2012 to Dec 31, 2019 · Virginia Beach, Va
- Investors Security Company, Inc. formerJan 5, 2012 to Dec 7, 2012 · Suffolk, Va
- Ameriprise Financial Services, LLC national BDMar 6, 2009 to Dec 23, 2011 · Virginia Beach, Va
- Edward Jones national BDFeb 23, 2009 to Mar 10, 2009 · Exmore, Va
Moves
a registration end followed by a registration begin elsewhere
- Allstate Financial Advisors, LLC to Edward Jonesleft Dec 31, 2023, registered Dec 15, 2023 (-16 days) · Affiliated broker-dealer or bank to another
- Supreme Alliance LLC to Allstate Financial Advisors, LLCleft Oct 26, 2021, registered Apr 10, 2023 (531 days) · RIA to affiliated broker-dealer or bank
- Securities America Advisors, Inc. to Supreme Alliance LLCleft Dec 31, 2019, registered Aug 27, 2020 (240 days) · Affiliated broker-dealer or bank to independent RIA
- Investors Security Company, Inc. to Securities America Advisors, Inc.left Dec 7, 2012, registered Dec 7, 2012 (0 days) · Other
- Ameriprise Financial Services, LLC to Investors Security Company, Inc.left Dec 23, 2011, registered Jan 5, 2012 (13 days) · Other
- Edward Jones to Ameriprise Financial Services, LLCleft Mar 10, 2009, registered Mar 6, 2009 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- William Xavier Randall left Allstate Financial Advisors, Llc for Edward Jones (registered 2023-12-15)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address