J•••• L••• S•••

Advisor at S••••••••• A••••••• A••••••• L••

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03c0e422-c2a1-76d1-08a6-22514c1c0527

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A••••••• A••••••• L••	Independent wealth	Jan 4, 2021	n/a	yes	TULSA, OK	Current employment
S••• A••••••• L••	n/a	Jan 22, 2018	Feb 25, 2022	no	TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• A••••••• L••	S••••••••• A••••••• A••••••• L••	Feb 25, 2022	Jan 4, 2021	-417	Firm change after gap	Other
M•••••• W••••• A•••••••	M••••••	Dec 6, 2017	Jul 22, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
168793:107355:OK:2016-01-21	Jan 21, 2016	Aug 15, 2014	TULSA, OK	Firm change after gap

Relationships

Registered with (6)

→ S••••••••• A••••••• A••••••• L••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ S••• A••••••• L••Registered adviserregistration: previous registration
Jan 22, 2018 to Feb 25, 2022factForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 15, 2014 to Dec 6, 2017factForm ADV
→ M••••••Registered adviser

Dated events

Occurred
Feb 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03c0e422-c2a1-76d1-08a6-22514c1c0527
First observed: Sep 28, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.