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RIA / WealthAdvisor14 years in industry

MARY ELIZABETH JONES

Advisor at Q3 ASSET MANAGEMENT CORPORATION

BIRMINGHAM, MI | Rogers, AR

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Search this name across graphsid dfx:ria:513bcbdd-67e6-455d-b172-98bbc846047c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Jul 19, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q3 ASSET MANAGEMENT CORPORATION
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 26, 2011
First registration: Jul 19, 2017
Dual registered: no
Other names: MARY ELIZABETH WELCH|MARY ELIZABETH CALLAS|ELIZABETH JONES|MARY ELIZABETH JONES|Mary Elizabeth Jones|Mary Elizabeth Jones-Cusanelli
IAPD individual key: 5402465

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Q3 ASSET MANAGEMENT CORPORATION	Mixed wealth	Apr 14, 2026	n/a	yes	Rogers, AR\|BIRMINGHAM, MI	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	Dec 15, 2025	no	VAN BUREN, AR\|ROGERS, AR	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jun 18, 2025	Sep 5, 2025	no	Rogers, AR\|Van Buren, AR	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 8, 2025	Jun 16, 2025	no	DALLAS, TX\|Van Buren, AR\|Rogers, AR	Previous registration
Q3 ASSET MANAGEMENT CORPORATION	Mixed wealth	Nov 20, 2024	Dec 23, 2024	no	BIRMINGHAM, MI\|Rogers, AR	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 18, 2024	Oct 16, 2024	no	Thibodaux, LA\|Rogers, AR	Previous registration
FLEXIBLE PLAN INVESTMENTS LTD	Mixed wealth	Feb 2, 2023	Jun 14, 2024	no	BLOOMFIELD HILLS, MI	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Dec 7, 2021	Aug 29, 2022	no	West Monroe, LA\|BOSTON, MA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 11, 2018	Dec 2, 2021	no	MONROE, LA	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jul 19, 2017	Jul 11, 2018	no	MONROE, LA\|MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	Q3 ASSET MANAGEMENT CORPORATION	Dec 15, 2025	Apr 14, 2026	120	Firm change	Ibd to RIA
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
Q3 ASSET MANAGEMENT CORPORATION	AVANTAX ADVISORY SERVICES	Dec 23, 2024	Jan 8, 2025	16	Firm change	RIA to ibd
OSAIC WEALTH, INC.	Q3 ASSET MANAGEMENT CORPORATION	Oct 16, 2024	Nov 20, 2024	35	Firm change	Ibd to RIA
FLEXIBLE PLAN INVESTMENTS LTD	OSAIC WEALTH, INC.	Jun 14, 2024	Jul 18, 2024	34	Firm change	RIA to ibd
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	FLEXIBLE PLAN INVESTMENTS LTD	Aug 29, 2022	Feb 2, 2023	157	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Dec 2, 2021	Dec 7, 2021	5	Firm change	Other
CAPITAL ONE ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	Jul 11, 2018	Jul 11, 2018	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (8)

→ Q3 ASSET MANAGEMENT CORPORATIONRegistered adviserregistration: previous registration
Nov 20, 2024 to Dec 23, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 5, 2025 to Dec 15, 2025factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 18, 2025 to Sep 5, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jul 18, 2024 to Oct 16, 2024factForm ADV
→ FLEXIBLE PLAN INVESTMENTS LTDRegistered adviserregistration: previous registration
Feb 2, 2023 to Jun 14, 2024factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 7, 2021 to Aug 29, 2022factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 11, 2018 to Dec 2, 2021factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 19, 2017 to Jul 11, 2018factForm ADV

Dated events

Occurred
Dec 15, 2025
Advisor changed firm
Mary Elizabeth Jones left Cetera Investment Advisers Llc for Q3 Asset Management Corporation (registered 2026-04-14)
Form ADVobserved 4 days ago
Occurred
Dec 23, 2024
Advisor changed firm
Mary Elizabeth Jones left Q3 Asset Management Corporation for Avantax Advisory Services (registered 2025-01-08)
Form ADVobserved 4 days ago
Occurred
Oct 16, 2024
Advisor changed firm
Mary Elizabeth Jones left Osaic Wealth, Inc. for Q3 Asset Management Corporation (registered 2024-11-20)
Form ADVobserved 4 days ago
Occurred
Jun 14, 2024
Advisor changed firm
Mary Elizabeth Jones left Flexible Plan Investments Ltd for Osaic Wealth, Inc. (registered 2024-07-18)
Form ADVobserved 4 days ago
Occurred
Aug 29, 2022
Advisor changed firm
Mary Elizabeth Jones left John Hancock Investment Management Llc for Flexible Plan Investments Ltd (registered 2023-02-02)
Form ADVobserved 4 days ago