DFX Intelligence

C••••••••• T••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

C••••••••• T••••• B••••••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

Sterling Heights, MI | GREEN BAY, WI

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Search this name across graphsid dfx:ria:1d68074c-77f3-af97-7800-5186be8ae2a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Mar 6, 2025	n/a	yes	GREEN BAY, WI\|Sterling Heights, MI	Current employment
P•• A••••••• S•••••••• L••	Independent wealth	Jun 15, 2020	Mar 7, 2025	no	ALBANY, NY\|Clinton Twp, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A••••••• S•••••••• L••	P••••••••• B•••••••• S•••••••• I•••	Mar 7, 2025	Mar 6, 2025	-1	Firm change	RIA to RIA
M••••••• A•••••••• I••	P•• A••••••• S•••••••• L••	Jul 15, 2020	Jun 15, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
124064:125648:NY:2020-07-15	Jul 15, 2020	Jun 15, 2020	ALBANY, NY	Firm change

Relationships

Registered with (6)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 15, 2020 to Mar 7, 2025factForm ADV
→ M••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 12, 2014 to Jul 15, 2020factForm ADV
→ R••••• I••••••••• A•••••••• I••

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d68074c-77f3-af97-7800-5186be8ae2a0
First observed: Oct 29, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.