DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)46 years in industry

PAUL RICHARD HIMMELSTEIN

Advisor at IBN FINANCIAL SERVICES, INC

LIVERPOOL, NY | Bloomfield, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03f168f0-be5c-e437-72d2-a126ae4fa636

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 10, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IBN FINANCIAL SERVICES, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: May 3, 1984
First registration: Feb 10, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 733047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IBN FINANCIAL SERVICES, INC	Independent wealth	Jan 3, 2025	n/a	yes	LIVERPOOL, NY\|Bloomfield, CT\|Bloomfield, CT	Current employment
TRUST ADVISORY GROUP LTD	Independent wealth	Sep 4, 2013	Dec 3, 2024	no	BLOOMFIELD, CT\|BIRMINGHAM, AL	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Sep 28, 2010	Aug 12, 2013	no	LEESBURG, VA\|BLOOMFIELD, CT	Previous registration
USA WEALTH MANAGEMENT LLC	Former SEC adviser	Feb 24, 2010	Oct 13, 2010	no	n/a	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Dec 1, 2009	no	BLOOMFIELD, CT	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Nov 28, 2005	Sep 8, 2009	no	BOSTON, MA\|BOSTON, MA\|BLOOMFIELD, CT\|WILMINGTON, NC\|STONINGTON, CT	Previous registration
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Jun 20, 2003	Dec 21, 2005	no	BLOOMFIELD, CT	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 10, 1997	Apr 30, 2003	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUST ADVISORY GROUP LTD	IBN FINANCIAL SERVICES, INC	Dec 3, 2024	Jan 3, 2025	31	Firm change	RIA to RIA
CENTAURUS FINANCIAL, INC.	TRUST ADVISORY GROUP LTD	Aug 12, 2013	Sep 4, 2013	23	Firm change	Other
USA WEALTH MANAGEMENT LLC	CENTAURUS FINANCIAL, INC.	Oct 13, 2010	Sep 28, 2010	-15	Firm change	Other
LPL FINANCIAL LLC	USA WEALTH MANAGEMENT LLC	Dec 1, 2009	Feb 24, 2010	85	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other
WESTMINSTER FINANCIAL ADVISORY CORP	WATERSTONE FINANCIAL GROUP, INC.	Dec 21, 2005	Nov 28, 2005	-23	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	WESTMINSTER FINANCIAL ADVISORY CORP	Apr 30, 2003	Jun 20, 2003	51	Firm change	Other

Relationships

Registered with (8)

→ IBN FINANCIAL SERVICES, INCRegistered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ TRUST ADVISORY GROUP LTDRegistered adviserregistration: previous registration
Sep 4, 2013 to Dec 3, 2024factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 28, 2010 to Aug 12, 2013factForm ADV
→ USA WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 24, 2010 to Oct 13, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Dec 1, 2009factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Nov 28, 2005 to Sep 8, 2009factForm ADV
→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: previous registration
Jun 20, 2003 to Dec 21, 2005factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 10, 1997 to Apr 30, 2003factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
Paul Richard Himmelstein left Trust Advisory Group Ltd for Ibn Financial Services, Inc (registered 2025-01-03)
Form ADVobserved 5 days ago