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B•••• F•••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B•••• F•••••••• M•••••

Advisor at H••••••• F••••

WAYNE, PA | Glendale, CA

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Search this name across graphsid dfx:ria:0436bacd-a9ad-fb39-a454-e06401c2c47f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F••••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F••••	Asset manager	Jul 3, 2025	n/a	yes	Glendale, CA\|WAYNE, PA	Current employment
T• R••• P•••• A••••••••• I•••	Asset manager	Sep 30, 2021	Jun 25, 2025	no	Glendale, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••••• I•••	H••••••• F••••	Jun 25, 2025	Jul 3, 2025	8	Firm change	Other
O•• P•••••• I••••••••• I••	T• R••• P•••• A••••••••• I•••	Dec 19, 2005

Relationships

Registered with (4)

→ H••••••• F••••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2021 to Jun 25, 2025factForm ADV
→ O•• P•••••• I••••••••• I••Registered adviserregistration: previous registration
Jun 11, 2004 to Dec 19, 2005factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

Occurred
Jun 25, 2025
Advisor changed firm
B•••• F•••••••• M••••• left T• R••• P•••• A••••••••• I••• for H••••••• F•••• (registered 2025-07-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0436bacd-a9ad-fb39-a454-e06401c2c47f
First observed: Feb 13, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.