RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• F•••••••• M•••••
- H••••••• F•••• asset manager currentsince Jul 3, 2025 · Glendale, Ca
- T• R••• P•••• A••••••••• I••• asset managerSep 30, 2021 to Jun 25, 2025 · Glendale, Ca
- O•• P•••••• I••••••••• I•• formerJun 11, 2004 to Dec 19, 2005 · New York, Ny
- A• G• E•••••• • S•••• I••• unclassifiedFeb 13, 2002 to Mar 12, 2003 · Denver, Co
- T• R••• P•••• A••••••••• I••• to H••••••• F••••left Jun 25, 2025, registered Jul 3, 2025 (8 days) · Other
- O•• P•••••• I••••••••• I•• to T• R••• P•••• A••••••••• I•••left Dec 19, 2005, registered Sep 30, 2021 (5764 days) · Other
- A• G• E•••••• • S•••• I••• to O•• P•••••• I••••••••• I••left Mar 12, 2003, registered Jun 11, 2004 (457 days) · Other
- B•••• F•••••••• M••••• left T• R••• P•••• A••••••••• I••• for H••••••• F•••• (registered 2025-07-03)Jun 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address