DFX Intelligence

M••• A••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

M••• A••••• B•••••••

Advisor at A••••••• A•••• M••••••••• I•••

PRINCETON, NJ | Tampa, FL

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Search this name across graphsid dfx:ria:044abca5-f064-a767-0eef-450495306053

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• M••••••••• I•••	Mixed wealth	Oct 24, 2023	n/a	yes	PRINCETON, NJ\|Tampa, FL	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	Jul 15, 2021	Oct 2, 2023	no	Tampa, FL\|NEW Y•••, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	A••••••• A•••• M••••••••• I•••	Oct 2, 2023	Oct 24, 2023	22	Firm change	Other
L••••• C•••••• C••••	N•• Y••• L••• I••••••••• M••••••••• L••	Jun 19, 2020	Jul 15, 2021

Relationships

Registered with (4)

→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Oct 24, 2023 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 15, 2021 to Oct 2, 2023factForm ADV
→ L••••• C•••••• C••••Registered adviserregistration: previous registration
Oct 7, 2019 to Jun 19, 2020factForm ADV
→ I•••••• A•••••••• I•••

Dated events

Occurred
Oct 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:044abca5-f064-a767-0eef-450495306053
First observed: Mar 19, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.