DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••••• B•••••••

A••••••• A•••• M••••••••• I•••mixed wealthPrinceton, Nj dual registrantIAPD 2202770

Feed of 09/15/2026

Also filed as M••• A••••• B•••••••

At current firm

2 y

since Oct 24, 2023

In the industry

34 y

since Mar 16, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• A•••• M••••••••• I••• mixed wealth current
since Oct 24, 2023 · Princeton, Nj
N•• Y••• L••• I••••••••• M••••••••• L•• asset manager
Jul 15, 2021 to Oct 2, 2023 · Tampa, Fl
L••••• C•••••• C•••• asset manager
Oct 7, 2019 to Jun 19, 2020 · Vancouver, Wa
I•••••• A•••••••• I••• asset manager
Mar 19, 2013 to Jun 4, 2019 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

N•• Y••• L••• I••••••••• M••••••••• L•• to A••••••• A•••• M••••••••• I•••
left Oct 2, 2023, registered Oct 24, 2023 (22 days) · Other
L••••• C•••••• C•••• to N•• Y••• L••• I••••••••• M••••••••• L••
left Jun 19, 2020, registered Jul 15, 2021 (391 days) · Other
I•••••• A•••••••• I••• to L••••• C•••••• C••••
left Jun 4, 2019, registered Oct 7, 2019 (125 days) · Other

Signals

M••• A••••• B••••••• left N•• Y••• L••• I••••••••• M••••••••• L•• for A••••••• A•••• M••••••••• I••• (registered 2023-10-24)
Oct 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address