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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

MATTHEW THOMAS NADEAU

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

SAN DIEGO, CA | Roseville, CA

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Search this name across graphsid dfx:ria:0453dde7-cfa4-1327-98ca-55c120c63a6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 15
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 7, 2003
First registration: Jan 4, 2010
Dual registered: yes, broker-dealer
Other names: MATTHEW T NADEAU
IAPD individual key: 4637541

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 10, 2023	n/a	yes	Roseville, CA\|SAN DIEGO, CA	Current employment
RESURGENT ADVISORS	Independent wealth	Feb 16, 2022	Mar 2, 2023	no	Roseville, CA	Previous registration
HAYDEN ROYAL	Former SEC adviser	Apr 7, 2021	Mar 31, 2022	no	CHARLOTTE, NC\|Roseville, CA	Previous registration
LORD, ABBETT & CO. LLC	Asset manager	May 21, 2018	Apr 9, 2021	no	GRANITE BAY, CA\|JERSEY CITY, NJ	Previous registration
EVERGREEN INVESTMENT MANAGEMENT CO	n/a	Jan 5, 2010	Jan 4, 2010	no	BOSTON, MA	Previous registration
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Jan 4, 2010	May 11, 2018	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RESURGENT ADVISORS	KINGSWOOD WEALTH ADVISORS, LLC	Mar 2, 2023	Jan 10, 2023	-51	Firm change after gap	RIA to RIA
HAYDEN ROYAL	RESURGENT ADVISORS	Mar 31, 2022	Feb 16, 2022	-43	Firm change after gap	RIA to RIA
LORD, ABBETT & CO. LLC	HAYDEN ROYAL	Apr 9, 2021	Apr 7, 2021	-2	Firm change	Other
ALLSPRING FUNDS MANAGEMENT, LLC	EVERGREEN INVESTMENT MANAGEMENT CO	May 11, 2018	Jan 5, 2010	-3,048	Firm change after gap	Other
EVERGREEN INVESTMENT MANAGEMENT CO	LORD, ABBETT & CO. LLC	Jan 4, 2010	May 21, 2018	3,059	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
299575:288792:CA:2023-03-02	Mar 2, 2023	Jan 10, 2023	ROSEVILLE, CA	Firm change after gap
170037:299575:CA:2022-03-31	Mar 31, 2022	Feb 16, 2022	ROSEVILLE, CA	Firm change after gap

Relationships

Registered with (6)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 10, 2023 to presentfactForm ADV
→ RESURGENT ADVISORSRegistered adviserregistration: previous registration
Feb 16, 2022 to Mar 2, 2023factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Apr 7, 2021 to Mar 31, 2022factForm ADV
→ LORD, ABBETT & CO. LLCRegistered adviserregistration: previous registration
May 21, 2018 to Apr 9, 2021factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2010 to May 11, 2018factForm ADV
→ EVERGREEN INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Jan 5, 2010 to Jan 4, 2010factForm ADV

Dated events

Occurred
Mar 2, 2023
Advisor changed firm
Matthew Thomas Nadeau left Resurgent Advisors for Kingswood Wealth Advisors, Llc (registered 2023-01-10)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Matthew Thomas Nadeau left Hayden Royal for Resurgent Advisors (registered 2022-02-16)
Form ADVobserved 6 days ago