DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••• L•••• M•••••••••
Legal name M•••• L•••• M••••••••• L••
Latest filing Jun 8, 2026
First filing on the tape Oct 2, 2020 · 26 filings
SEC status approved since Nov 5, 2020
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
120
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$2.0B as of Jun 8, 2026
Mar 26, 2021$348M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jun 8, 2026
Mar 26, 20210 then
Employees (5.A)120 as of Jun 8, 2026
Mar 26, 202124 then
Private funds9 as of Jun 8, 2026
Mar 26, 20214 then
RAUM -7.0% over the last fiscal year+5.3% a year over threeIARs 0 to 3
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
- RAUM per advisor
- $661MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $153MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 40.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$905M46%
- Insurance companies$848M43%
- Investment companies$231M12%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.57 institutional_share=0.43 related_bd=true related_bank=true bd_reps=46.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• L•••• M•• C•• 2••••• L• | Securitized Asset Fund | $339M | 0 | Mar 31, 2022 |
| M•••• L•••• F•••••• 2••••• L• | Securitized Asset Fund | $296M | 1 | Mar 31, 2022 |
| M•••• L•••• M••••• M••••• F•••••• I• L• | Private Equity Fund | $244M | 9 | May 23, 2016 |
| M•••• L•••• M••••• M••••• F•••••• I• A• L• | Private Equity Fund | $94.3M | 2 | Aug 23, 2018 |
| C••••••••• F•••••• 1• L•• | Securitized Asset Fund | $51.8M | 2 | Mar 31, 2023 |
| C••••••••• F•••••• 1• L•• | Securitized Asset Fund | $51.7M | 2 | Mar 31, 2023 |
| C••••••••• F•••••• 1• L•• | Securitized Asset Fund | $51.6M | 2 | Mar 31, 2023 |
| M•••• L•••• B••••••• F•••••• L• | Private Equity Fund | $16.4M | 1 | Mar 31, 2023 |
| M•••• L•••• L••••• F•••••• L• | Private Equity Fund | $10.8M | 1 | Mar 31, 2023 |
| M•••• L•••• M••••• M••••• F•••••• L• | Private Equity Fund | $758,499 | 12 | Feb 28, 2013 |
| M•••• L•••• M••••• M••••• F•••••• A• L• | Private Equity Fund | $302,704 | 3 | Feb 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- E•••••• M•••••••• L• · Co-Presidentcontrolsince 07/2020 · owns less than 5%
- G••••••••• E•••••• J••••• · Chief Executive Officercontrolsince 07/2020 · owns less than 5%
- H•••• D••••• I•••• · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- K••••••• N••••• · Chief Financial Officercontrolsince 04/2024 · owns less than 5%
- W•••• H••••• H•••••• · Co-Presidentcontrolsince 07/2020 · owns less than 5%
Entity owners
- M•• U• H••••••• L•• · Sole Memberdirect · owns 75% or more
- M•••• L•••• C•••••• I••• · Sole Memberindirect · owns 75% or more of M•• U• H••••••• L••
Related persons
Schedule D 7.A
- A•••••• I•••••••• C••••••real estaten
- B• P••••••• A••••••• L•••investment adviserbankpooled vehicle sponsornRAUM $6.7B
- B• P••••••• L••investment adviserbankn
- B• P••••••• S••••••••• L••broker-dealern
- M•••• L•••• C••••••• I•••investment advisery
- M•••• L•••• M••••• M••••• F•••••• G• I• L••investment adviserpooled vehicle sponsorn
- O•••••• F••• M••••••••• I•• L••pooled vehicle sponsorn
- S••••• C•••• I••••••••• M••••••••• L••investment adviserbanknRAUM $781M
Advisers that list M•••• L•••• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Austin, TX9 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 23.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (152 comparable advisers, 0.0th percentile of changes)peers: other advisers, $1B to $5B (152) · 0.0% percentile
What changed
consecutive filings, newest first
- BD registered reps · 0 to 46May 6, 2026 to Jun 8, 2026
- Employees · 0 to 120May 6, 2026 to Jun 8, 2026
- State-registered IARs · 0 to 3May 6, 2026 to Jun 8, 2026
- Advisory employees · 9 to 0Dec 24, 2025 to Mar 31, 2026
- BD registered reps · 5 to 0Dec 24, 2025 to Mar 31, 2026
- Employees · 23 to 0Dec 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.1B to $2.0BDec 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $978M to $905MDec 24, 2025 to Mar 31, 2026
- RAUM · $2.1B to $2.0BDec 24, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 16, 2025
- BD registered reps · 0 to 5Jul 12, 2024 to Mar 31, 2025
- Employees · 19 to 23Jul 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $2.1BJul 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $978MJul 12, 2024 to Mar 31, 2025
- RAUM · $2.1B to $2.1BJul 12, 2024 to Mar 31, 2025
- Accounts · 14 to 13Aug 29, 2023 to Mar 29, 2024
- Advisory employees · 18 to 9Aug 29, 2023 to Mar 29, 2024
- Advisory activities · 1 to 2Aug 29, 2023 to Mar 29, 2024
- BD registered reps · 2 to 0Aug 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 12 to 9Aug 29, 2023 to Mar 29, 2024
- Employees · 49 to 19Aug 29, 2023 to Mar 29, 2024
- Other offices · 0 to 1Aug 29, 2023 to Mar 29, 2024
- Private funds · 11 to 9Aug 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.7B to $2.1BAug 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $1.2BAug 29, 2023 to Mar 29, 2024
- RAUM · $1.7B to $2.1BAug 29, 2023 to Mar 29, 2024
- Accounts · 7 to 14May 6, 2022 to Mar 31, 2023
- BD registered reps · 0 to 2May 6, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 12May 6, 2022 to Mar 31, 2023
- Employees · 47 to 49May 6, 2022 to Mar 31, 2023
- Private funds · 6 to 11May 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $1.7BMay 6, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $675M to $1.1BMay 6, 2022 to Mar 31, 2023
- RAUM · $1.1B to $1.7BMay 6, 2022 to Mar 31, 2023
- Accounts · 4 to 7Feb 14, 2022 to Mar 31, 2022
- Advisory employees · 3 to 18Feb 14, 2022 to Mar 31, 2022
- Pooled vehicle clients · 4 to 5Feb 14, 2022 to Mar 31, 2022
- Employees · 24 to 47Feb 14, 2022 to Mar 31, 2022
- Private funds · 4 to 6Feb 14, 2022 to Mar 31, 2022
- Discretionary RAUM · $348M to $1.1BFeb 14, 2022 to Mar 31, 2022
Signals
7 dated events
- T Jason Roos (Chief Financial Officer) no longer on Schedule A of M•••• L•••• M••••••••• (listed 2024-05-17, absent 2024-07-12)Jul 12, 2024 · Control person left · inference
- N••••• K•••••• (Chief Financial Officer) appeared on Schedule A of M•••• L•••• M•••••••••Mar 29, 2024 · Control person joined · fact
- M•••• L•••• M••••••••• reported RAUM $1.7B, up 51% from $1.1B (2022-05-06 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- T Jason Roos (Chief Financial Officer) appeared on Schedule A of M•••• L•••• M•••••••••May 6, 2022 · Control person joined · fact
- M•••• L•••• M••••••••• reported RAUM $1.1B, up 223% from $348.4M (2022-02-14 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Udall Edward Gilpin (Chief Financial Officer) no longer on Schedule A of M•••• L•••• M••••••••• (listed 2020-10-02, absent 2021-03-03)Mar 3, 2021 · Control person left · inference
- M•••• L•••• M••••••••• filed its initial SEC registration (Form ADV)Oct 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•••• L•••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- M•••• L•••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mount-logan-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mountlogan.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-891-2880reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026