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RIA / WealthAdvisor27 years in industry

WADE LEE ROWDON

Advisor at STORMS & ROWDON FINANCIAL SERVICES, INC.

ORMOND BEACH, FL

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Search this name across graphsid dfx:ria:048e3de1-87ac-3a45-a0ea-d066d5b3b68a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 3, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STORMS & ROWDON FINANCIAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 1, 1999
First registration: Jun 3, 1999
Dual registered: no
IAPD individual key: 3215621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STORMS & ROWDON FINANCIAL SERVICES, INC.	Independent wealth	Mar 24, 2025	n/a	yes	ORMOND BEACH, FL	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	Jun 30, 2016	Mar 26, 2025	no	Ormond Beach, FL\|BIRMINGHAM, AL	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Jun 22, 2016	Jun 30, 2016	no	Birmingham, AL\|ormond beach, FL	Previous registration
JACKSON WEALTH MANAGEMENT, LLC	Independent wealth	Dec 13, 2012	Feb 5, 2015	no	LAKE MARY, FL	Previous registration
MOORS & CABOT, INC	Bd affiliated wealth	Jan 14, 2011	Nov 28, 2012	no	Maitland, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 5, 2005	Jan 5, 2011	no	DELAND, FL\|DELAND, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 3, 1999	Jul 14, 2005	no	DE LAND, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX ADVISORS INC.	STORMS & ROWDON FINANCIAL SERVICES, INC.	Mar 26, 2025	Mar 24, 2025	-2	Firm change	Ibd to new firm
STERNE AGEE ASSET MANAGEMENT, INC.	STONEX ADVISORS INC.	Jun 30, 2016	Jun 30, 2016	0	Bulk transfer	Other
JACKSON WEALTH MANAGEMENT, LLC	STERNE AGEE ASSET MANAGEMENT, INC.	Feb 5, 2015	Jun 22, 2016	503	Firm change after gap	Other
MOORS & CABOT, INC	JACKSON WEALTH MANAGEMENT, LLC	Nov 28, 2012	Dec 13, 2012	15	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MOORS & CABOT, INC	Jan 5, 2011	Jan 14, 2011	9	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 14, 2005	Jul 5, 2005	-9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174182:334690:AL:2025-03-26	Mar 26, 2025	Mar 24, 2025	BIRMINGHAM, AL	Firm change

Relationships

Registered with (7)

→ STORMS & ROWDON FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Jun 30, 2016 to Mar 26, 2025factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 22, 2016 to Jun 30, 2016factForm ADV
→ JACKSON WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 13, 2012 to Feb 5, 2015factForm ADV
→ MOORS & CABOT, INCRegistered adviserregistration: previous registration
Jan 14, 2011 to Nov 28, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 5, 2005 to Jan 5, 2011factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 3, 1999 to Jul 14, 2005factForm ADV

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
Wade Lee Rowdon left Stonex Advisors Inc. for Storms & Rowdon Financial Services, Inc. (registered 2025-03-24)
Form ADVobserved 5 days ago