DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wade Lee Rowdon
Feed of 09/14/2026
At current firm
1 y
since Mar 24, 2025
In the industry
27 y
since Jun 3, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Storms & Rowdon Financial Services, Inc. independent RIA currentsince Mar 24, 2025 · Ormond Beach, Fl
- Stonex Advisors Inc. BD affiliatedJun 30, 2016 to Mar 26, 2025 · Ormond Beach, Fl
- Sterne Agee Asset Management, Inc. formerJun 22, 2016 to Jun 30, 2016 · Birmingham, Al
- Jackson Wealth Management, LLC independent RIADec 13, 2012 to Feb 5, 2015 · Lake Mary, Fl
- Moors & Cabot, Inc BD affiliatedJan 14, 2011 to Nov 28, 2012 · Maitland, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 5, 2005 to Jan 5, 2011 · Deland, Fl
- Morgan Stanley Dw Inc. unclassifiedJun 3, 1999 to Jul 14, 2005 · De Land, Fl
Moves
a registration end followed by a registration begin elsewhere
- Stonex Advisors Inc. to Storms & Rowdon Financial Services, Inc.left Mar 26, 2025, registered Mar 24, 2025 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Sterne Agee Asset Management, Inc. to Stonex Advisors Inc.left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
- Jackson Wealth Management, LLC to Sterne Agee Asset Management, Inc.left Feb 5, 2015, registered Jun 22, 2016 (503 days) · Other
- Moors & Cabot, Inc to Jackson Wealth Management, LLCleft Nov 28, 2012, registered Dec 13, 2012 (15 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Moors & Cabot, Incleft Jan 5, 2011, registered Jan 14, 2011 (9 days) · Other
- Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 14, 2005, registered Jul 5, 2005 (-9 days) · Other
Signals
- Wade Lee Rowdon left Stonex Advisors Inc. for Storms & Rowdon Financial Services, Inc. (registered 2025-03-24)Mar 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address