DFX Intelligence

D••••• F• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D••••• F• A••••••••

Advisor at E••••••• W••••• M••••••••• L••

VICTOR, NY

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Search this name across graphsid dfx:ria:04baf4b3-2cf5-54fa-a83e-0d844403351c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• W••••• M••••••••• L••	Independent wealth	May 25, 2023	n/a	yes	VICTOR, NY	Current employment
T•• I••••••••• A•••• M••••••••• 2• L••	Independent wealth	Nov 23, 2021	May 1, 2023	no	VICTOR, NY\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• I••••••••• A•••• M••••••••• 2• L••	E••••••• W••••• M••••••••• L••	May 1, 2023	May 25, 2023	24	Firm change	RIA to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•• I••••••••• A•••• M••••••••• 2• L••	Jul 31, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
309098:325629:OR:2023-05-01	May 1, 2023	May 25, 2023	PORTLAND, OR	Firm change
7691:309098:NY:2020-07-31	Jul 31, 2020	Nov 23, 2021	PITTSFORD, NY	Firm change after gap

Relationships

Registered with (4)

→ E••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 25, 2023 to presentfactForm ADV
→ T•• I••••••••• A•••• M••••••••• 2• L••Registered adviserregistration: previous registration
Nov 23, 2021 to May 1, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 14, 2011 to Jul 31, 2020factForm ADV
→ J••• H•••••• I••••••••• M••••••••• L••

Dated events

Occurred
May 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04baf4b3-2cf5-54fa-a83e-0d844403351c
First observed: Dec 22, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.