DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel F Antocicco
Feed of 09/14/2026
Also filed as Daniel F Antocicco
At current firm
3 y
since May 25, 2023
In the industry
25 y
since Nov 29, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Elevatus Wealth Management, LLC independent RIA currentsince May 25, 2023 · Victor, Ny
- Tru Independence Asset Management 2, LLC independent RIANov 23, 2021 to May 1, 2023 · Victor, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 14, 2011 to Jul 31, 2020 · Pittsford, Ny
- John Hancock Investment Management LLC asset managerDec 22, 2008 to Jul 23, 2009 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Tru Independence Asset Management 2, LLC to Elevatus Wealth Management, LLCleft May 1, 2023, registered May 25, 2023 (24 days) · RIA to a newly registered adviser · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Tru Independence Asset Management 2, LLCleft Jul 31, 2020, registered Nov 23, 2021 (480 days) · Wirehouse to independent RIA · moved with a team
- John Hancock Investment Management LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 23, 2009, registered Apr 14, 2011 (630 days) · Other
Signals
- Daniel F Antocicco left Tru Independence Asset Management 2, Llc for Elevatus Wealth Management, Llc (registered 2023-05-25)May 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address