DFX Intelligence

Data Factory

RIA / WealthAdvisor24 years in industry

MATTHEW JOSEPH LEAUMONT

Advisor at 545 INVESTMENTS

KATY, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04ee6b7f-b742-028f-2fc6-ff82b4ef5ba0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 545 INVESTMENTS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 19, 2002
First registration: Apr 22, 2002
Dual registered: no
IAPD individual key: 4512068

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
545 INVESTMENTS	State registered	Apr 26, 2022	n/a	yes	KATY, TX	Current employment
545 INVESTMENTS	State registered	Jan 21, 2021	Dec 31, 2021	no	KATY, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 30, 2014	Dec 11, 2019	no	HOUSTON, TX\|KATY, TX\|HOUSTON, TX\|SUGAR LAND, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Apr 3, 2012	Jun 2, 2014	no	Houston, TX\|Katy, TX\|HOUSTON, TX\|Houston, TX\|Houston, TX\|Houston, TX\|Houston, TX\|Houston, TX	Previous registration
CAZ INVESTMENTS L.P.	Asset manager	Apr 20, 2011	Apr 17, 2012	no	HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 18, 2011	no	Houston, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 9, 2008	Jun 1, 2009	no	HOUSTON, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 13, 2004	Jun 10, 2008	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 5, 2004	Aug 12, 2004	no	HOUSTON, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 22, 2002	Sep 16, 2002	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	545 INVESTMENTS	Dec 11, 2019	Jan 21, 2021	407	Firm change after gap	Wirehouse to state RIA
BOK FINANCIAL ADVISORS	WELLS FARGO ADVISORS	Jun 2, 2014	May 30, 2014	-3	Firm change	Other
CAZ INVESTMENTS L.P.	BOK FINANCIAL ADVISORS	Apr 17, 2012	Apr 3, 2012	-14	Firm change	Other
MORGAN STANLEY	CAZ INVESTMENTS L.P.	Apr 18, 2011	Apr 20, 2011	2	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Jun 10, 2008	Jun 9, 2008	-1	Firm change	Other
PARK AVENUE SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 12, 2004	Aug 13, 2004	1	Firm change	Other
EQUITABLE ADVISORS, LLC	PARK AVENUE SECURITIES LLC	Sep 16, 2002	Jan 5, 2004	476	Firm change after gap	Other

Relationships

Registered with (9)

→ 545 INVESTMENTSRegistered adviserregistration: previous registration
Jan 21, 2021 to Dec 31, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 30, 2014 to Dec 11, 2019factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Apr 3, 2012 to Jun 2, 2014factForm ADV
→ CAZ INVESTMENTS L.P.Registered adviserregistration: previous registration
Apr 20, 2011 to Apr 17, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 18, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 9, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 13, 2004 to Jun 10, 2008factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jan 5, 2004 to Aug 12, 2004factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 22, 2002 to Sep 16, 2002factForm ADV

Dated events

No dated event names this entity yet.