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Advisor at WINTHROP WEALTH
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WINTHROP WEALTH | Independent wealth | Nov 10, 2021 | n/a | yes | BOSTON, MA | Current employment |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | Nov 8, 2018 | Oct 5, 2021 | no | BOSTON, MA|SACRAMENTO, CA|BOSTON, MA|Sacramento, CA | Previous registration |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Asset manager | Oct 10, 2017 | Nov 8, 2018 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Asset manager | Mar 18, 2011 | Sep 23, 2014 | no | BOSTON, MA | Previous registration |
| ALLSPRING FUNDS MANAGEMENT, LLC | Asset manager | Nov 5, 2010 | Mar 21, 2011 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | WINTHROP WEALTH | Oct 5, 2021 | Nov 10, 2021 | 36 | Firm change | Other |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Nov 8, 2018 | Nov 8, 2018 | 0 | Bulk transfer | Other |
| ALLSPRING FUNDS MANAGEMENT, LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | Mar 21, 2011 | Mar 18, 2011 | -3 | Firm change | Other |