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Advisor at WELLS FARGO ADVISORS
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 14, 2021 | n/a | yes | WAYNE, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 3, 2009 | Oct 14, 2021 | no | CHESTERBROOK, PA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 24, 2008 | Apr 23, 2009 | no | BERWYN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 14, 2005 | Sep 19, 2007 | no | PENNINGTON, NJ|PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Oct 14, 2021 | Oct 14, 2021 | 0 | Channel change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Apr 23, 2009 | Apr 3, 2009 | -20 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Sep 19, 2007 | Apr 24, 2008 | 218 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:PA:2021-10-07 | Oct 14, 2021 | Oct 14, 2021 | CHESTERBROOK, PA | Firm change |