DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••••• M•••••• H•••••
Feed of 09/14/2026
Also filed as W•••••• M H•••••
At current firm
4 y
since Oct 14, 2021
In the industry
20 y
since Oct 13, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 14, 2021 · Wayne, Pa
- W•••• F•••• A••••••• wirehouseApr 3, 2009 to Oct 14, 2021 · Chesterbrook, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 24, 2008 to Apr 23, 2009 · Berwyn, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 14, 2005 to Sep 19, 2007 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 14, 2021, registered Oct 14, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 23, 2009, registered Apr 3, 2009 (-20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Sep 19, 2007, registered Apr 24, 2008 (218 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address