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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

JEFFERY OWEN BRIGGS

Advisor at OSAIC ADVISORY SERVICES, LLC

BEND, OR

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Search this name across graphsid dfx:ria:0535df90-7b59-5136-a63c-7c7a56f1f73f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 4, 1992
First registration: Jul 17, 2009
Dual registered: yes, broker-dealer
Other names: JEFFERY BRIGGS|JEFF BRIGGS|JEFFREY OWEN BRIGGS
IAPD individual key: 2294035

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	BEND, OR	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	Nov 8, 2024	no	BEND, OR\|BEND, OR	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Mar 22, 2018	Nov 6, 2020	no	SEATTLE, WA\|Bend, OR\|SEATTLE, WA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Feb 28, 2012	Mar 14, 2018	no	BEND, OR\|GREENWOOD VILLAGE, CO	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Jul 17, 2009	Feb 28, 2012	no	RENTON, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
KMS FINANCIAL SERVICES, INC	ARBOR POINT ADVISORS	Nov 6, 2020	Nov 6, 2020	0	Channel change	Ibd to ibd
CETERA ADVISORS LLC	KMS FINANCIAL SERVICES, INC	Mar 14, 2018	Mar 22, 2018	8	Firm change	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	CETERA ADVISORS LLC	Feb 28, 2012	Feb 28, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change
10299:3866:CO:2018-02-28	Mar 14, 2018	Mar 22, 2018	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to Nov 8, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Mar 22, 2018 to Nov 6, 2020factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 28, 2012 to Mar 14, 2018factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Jul 17, 2009 to Feb 28, 2012factForm ADV

Dated events

No dated event names this entity yet.