DFX Intelligence

C••• A••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••• A••• S••••••••

Advisor at N•••••••• B••••• B• L••

NEW YORK, NY | Chicago, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 20, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Aug 4, 2025	n/a	yes	Chicago, IL\|NEW YORK, NY	Current employment
E•••• V•••• M•••••••••	Asset manager	Oct 20, 2022	May 3, 2024	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• V•••• M•••••••••	N•••••••• B••••• B• L••	May 3, 2024	Aug 4, 2025	458	Firm change after gap	Other
M•••••• F•••••••• I••••••••• M••••••••• I•••	E•••• V•••• M•••••••••	Jul 19, 2022	Oct 20, 2022

Relationships

Registered with (6)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ E•••• V•••• M•••••••••Registered adviserregistration: previous registration
Oct 20, 2022 to May 3, 2024factForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 6, 2018 to Jul 19, 2022factForm ADV
→ M•••••• A••••••• S••••••••• I••

Dated events

Order

Occurred
3 May 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 25, 2009
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.