DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad Alan Schroeder
Feed of 09/14/2026
Also filed as Chad A. Schroeder
At current firm
1 y
since Aug 4, 2025
In the industry
24 y
since Nov 20, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Neuberger Berman Bd LLC no RAUM currentsince Aug 4, 2025 · Chicago, Il
- Eaton Vance Management asset managerOct 20, 2022 to May 3, 2024 · Boston, Ma
- Mesirow Financial Investment Management, Inc. mixed wealthJul 6, 2018 to Jul 19, 2022 · Chicago, Il
- Mesirow Advanced Strategies Inc formerFeb 6, 2014 to Jul 18, 2018 · Chicago, Il
- Morgan Stanley wirehouseNov 30, 2010 to Feb 4, 2014 · Barrington, Il
- Calamos Wealth Management LLC independent RIAJun 25, 2009 to Aug 18, 2010 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Eaton Vance Management to Neuberger Berman Bd LLCleft May 3, 2024, registered Aug 4, 2025 (458 days) · Other
- Mesirow Financial Investment Management, Inc. to Eaton Vance Managementleft Jul 19, 2022, registered Oct 20, 2022 (93 days) · Other
- Mesirow Advanced Strategies Inc to Mesirow Financial Investment Management, Inc.left Jul 18, 2018, registered Jul 6, 2018 (-12 days) · Other
- Morgan Stanley to Mesirow Advanced Strategies Incleft Feb 4, 2014, registered Feb 6, 2014 (2 days) · Other
- Calamos Wealth Management LLC to Morgan Stanleyleft Aug 18, 2010, registered Nov 30, 2010 (104 days) · Other
Signals
- Chad Alan Schroeder left Eaton Vance Management for Neuberger Berman Bd Llc (registered 2025-08-04)May 3, 2024 · Advisor changed firm · fact
- Chad Alan Schroeder left Mesirow Financial Investment Management, Inc. for Eaton Vance Management (registered 2022-10-20)Jul 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address