DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• W••••• M••••••••• L•
Bryn Mawr, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• W••••• M••••••••• L• | Independent wealth | Jan 12, 2026 | n/a | yes | Bryn Mawr, PA | Current employment |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Apr 11, 2023 | Dec 31, 2025 | no | MALVERN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••• A•••••••• I••• | M•••••• W••••• M••••••••• L• | Dec 31, 2025 | Jan 12, 2026 | 12 | Firm change | Ibd to RIA |
| F•••• | V••••••• A•••••••• I••• | Jan 6, 2023 | Apr 11, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 20472:106743:PA:2020-08-12 | Aug 12, 2020 | Aug 21, 2020 | RADNOR, PA | Firm change |
| F•••• | Independent wealth | Apr 22, 2021 | Jan 6, 2023 | no | WEST PALM BEACH, FL|Bryn Mawr, PA | Previous registration |
| C••••••• P•••••• W••••• | Bd affiliated wealth | Aug 21, 2020 | Apr 23, 2021 | no | TARRYTOWN, NY|FORT WASHINGTON, PA | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Sep 29, 2016 | Aug 12, 2020 | no | RADNOR, PA | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jun 10, 2015 | Sep 19, 2016 | no | RADNOR, PA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jun 10, 2015 | Sep 19, 2016 | no | Radnor, PA | Previous registration |
| U••••• C•••••• F•••••••• A••••••• | Independent wealth | Jun 30, 2014 | Jun 1, 2015 | no | NORTH WALES, PA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Feb 13, 2013 | Jun 10, 2014 | no | PHILADELPHIA, PA|PHILADELPHIA, PA|MERCHANTVILLE, NJ | Previous registration |
| Firm change |
| RIA to ibd |
| C••••••• P•••••• W••••• | F•••• | Apr 23, 2021 | Apr 22, 2021 | -1 | Firm change | RIA to RIA |
| A••••• A•• P••••••• S••••••• | C••••••• P•••••• W••••• | Aug 12, 2020 | Aug 21, 2020 | 9 | Firm change | Ibd to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Sep 19, 2016 | Jun 10, 2015 | -467 | Channel change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Sep 19, 2016 | Jun 10, 2015 | -467 | Firm change after gap | Other |
| U••••• C•••••• F•••••••• A••••••• | T• A••••••••• I••• | Jun 1, 2015 | Jun 10, 2015 | 9 | Firm change | Other |
| P•• W••••• M••••••••• | U••••• C•••••• F•••••••• A••••••• | Jun 10, 2014 | Jun 30, 2014 | 20 | Firm change | Other |